Compliance Monitoring Analyst
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| Job Type | Permanent Full Time |
| Area | London, England |
| Sector | Regulatory ComplianceRisk Management |
| Salary | £50k + excellent benefits |
| Start Date | January 2020 |
| Advertiser | Twenty 84 |
| Job Ref | QD-CMA-67 |
| Job Views | 442 |
- Description
- City based highly sophisticated market maker that utilises their unique technology to create a range of highly flexible and innovative services for their clients now requires a Compliance Monitoring Analyst, this is a fantastic opportunity to join a highly supportive compliance team in a great working environment. Key responsibilities will be:
Assisting with the management and delivery of all aspects of compliance monitoring / compliance assurance
Conducting Compliance Monitoring reviews to ensure compliance with regulations and internal control standards
Determining the scope and testing approach for reviews
Preparing written reports for the Head of Compliance and relevant business stakeholders, including detailed findings of monitoring reviews and agreed remedial actions
Monitoring the progress and completion of remedial actions and preparing relevant management information
Providing compliance advice to business stakeholders
Requirements
Compliance monitoring / compliance assurance / compliance testing experience preferably from banking, investment management, market maker, wholesale, brokers, FX, or securities firms and now looking to take your next step
Good report writing experience
