Head of Compliance and MLRO (CF10 / CF11)

2019-10-02 21:06:252019-11-20Twenty84
Job TypePermanent Full Time
AreaLondon, England
SectorRegulatory ComplianceFinancial Crime
Salary£80-100k plus bonus/equity
Start DateASAP
Job RefQD-CF
Job Views100
Very exciting start up in the WealthTech space based in Soho is looking for a Head of Compliance and MLRO reporting to the Founders:

  • Managing the daily operations of the compliance and financial crime / KYC functions
  • Developing policies and procedures
  • Compliance monitoring and control
  • Mitigate AML and CTF risks
  • Manage relationships with the regulators including the authorisation process
  • Prepare reports for the board

To apply for this role you will need in depth financial crime experience and should also ideally have  regulatory / general compliance experience at MLRO / CF10 / CF11 / SMF16 / SMF17 level. You must have experience from the asset management, investment management, wealth management, funds, or private banking space and should have exposure to retail products.

This is great opportunity to shape and develop this role and take a key management position in the development of this business.
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