Compliance Manager

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2020-02-06 13:16:361970-01-01Twenty84
Job TypePermanent Full Time
AreaLondon, EnglandLondonEngland
SectorRegulatory ComplianceFinancial Crime
Salary£50-55k + bonus, pension, life insurance, study package
Start DateASAP
Job RefQD-CM002665
Job Views286
Reputable compliance consultancy based in the City is looking for a Compliance Manager to join their team due to continued growth and be responsible for delivering a range of financial services compliance solutions to their Appointed Representative clients in the FinTech sector including businesses in the Corporate Finance, Peer 2 Peer Lending, Crowd Funding and Consumer Credit spaces.
This is a fantastic opportunity to get more exposure to a variety of clients and expand your compliance experience:
  • Advising senior business stakeholders on their regulatory obligations and how they should be met in respect of Corporate Finance, Peer 2 Peer Lending, Crowd Funding and Consumer Credit
  • Assessing regulatory business plans during onboarding and subsequent changes to business models
  • Undertake supervisory visits of appointed representative firms
  • Provide detailed Audit reports and ensure audit actions are tracked to completion
  • Responsible for the implementation of any requirements of FCA rules and regulations relating to appointed representative firms
  • Drafting policies, procedures and reports as required
  • Supporting the Financial Promotions approval process
To apply for this role you should have good exposure to lending / credit / funding regulations. You will also have a background in compliance, audit, monitoring or supervision of regulated firms, ideally appointed representatives and maybe working towards your CISI level 4 qualifications.
This is a fantastic role which will offer huge scope and exposure with great career development opportunities.
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