Compliance Manager
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| Job Type | Permanent Full Time |
| Area | London, England |
| Sector | Regulatory ComplianceFinancial Crime |
| Salary | £50-55k + bonus, pension, life insurance, study package |
| Start Date | ASAP |
| Advertiser | Twenty 84 |
| Job Ref | QD-CM002665 |
| Job Views | 286 |
- Description
- Reputable compliance consultancy based in the City is looking for a Compliance Manager to join their team due to continued growth and be responsible for delivering a range of financial services compliance solutions to their Appointed Representative clients in the FinTech sector including businesses in the Corporate Finance, Peer 2 Peer Lending, Crowd Funding and Consumer Credit spaces.
This is a fantastic opportunity to get more exposure to a variety of clients and expand your compliance experience:
Advising senior business stakeholders on their regulatory obligations and how they should be met in respect of Corporate Finance, Peer 2 Peer Lending, Crowd Funding and Consumer Credit
Assessing regulatory business plans during onboarding and subsequent changes to business models
Undertake supervisory visits of appointed representative firms
Provide detailed Audit reports and ensure audit actions are tracked to completion
Responsible for the implementation of any requirements of FCA rules and regulations relating to appointed representative firms
Drafting policies, procedures and reports as required
Supporting the Financial Promotions approval process
To apply for this role you should have good exposure to lending / credit / funding regulations. You will also have a background in compliance, audit, monitoring or supervision of regulated firms, ideally appointed representatives and maybe working towards your CISI level 4 qualifications.
This is a fantastic role which will offer huge scope and exposure with great career development opportunities.
