Compliance Monitoring Officer

2019-08-20 14:17:002019-10-07Twenty84
Job TypePermanent Full Time
AreaBuckinghamshire, England
SectorRegulatory Compliance
Start DateASAP
AdvertiserTwenty84
Job RefQD-MOC
Job Views114
Description
Exciting FX FinTech based in Buckinghamshire (30 mins from Central London) is looking for a Compliance Monitoring Officer, this is a brand new role for the company and as such will offer a great opportunity to develop the role and it’s processes:
 
  • Assist with the management and delivery of all aspects of compliance monitoring 
  • Determine the scope and testing approach for the assurance reviews
  • Conduct thorough reviews (including deep dive and thematic) to ensure compliance with regulations and internal standards
  • Provide written reports to management to include details of findings and recommended actions

Requirements:

  • Compliance monitoring / assurance / testing experience preferably from banks, investment management, market makers, wholesale, brokers, FX, FinTech, or securities firms
  • Good report writing experience
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