Head of Compliance and MLRO (SMF16 / SMF17)
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Job Type | Permanent Part Time |
Location | London / Remote |
Area | London, England |
Sector | Regulatory ComplianceFinancial CrimeRegulatory Change |
Salary | £100k pro rata |
Start Date | ASAP |
Advertiser | Twenty 84 |
Job Ref | QD-HOCPT22 |
Job Views | 178 |
- Description
- Head of Compliance and MLRO (SMF16 / SMF17) – London/Flexible working - £100k pro rata
A recently authorised peer-to-peer lender is looking to hire a SMF16 and SMF17 for their offices in London with flexible working, this is a part-time role initially one day per week:
SMF16 and SMF17 responsibilities
Reviewing and approving financial promotions
Reviewing and updating compliance and AML policies and procedures and owning the regulatory framework
Providing compliance advice to the business on day to day activities
Horizon scanning and regulatory developments
Manage AML and onboarding of clients
Responsibility for reporting and required liaising with the FCA on behalf of the firm (FCA RegData platform)
Ensure that complaints by clients are promptly and fairly handled
Conduct continuing education and training for the Company’s personnel
To apply for this role you will need to have been a SMF16 / SMF17 currently or previously, be looking for a part-time role, have experience of financial promotions, and ideally have exposure to retail investors from a previous role.