Compliance Lead/MLRO
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Job Type | Permanent Full Time |
Area | London, England |
Sector | Regulatory ComplianceFinancial Crime |
Salary | £75-90k + stock options |
Start Date | ASAP |
Advertiser | Twenty 84 |
Job Ref | QD-CLM86331 |
Job Views | 280 |
- Description
- New FinTech firm in the savings and investments space is looking for a Compliance Lead/MLRO, they have an exciting proposition and solid growth plans for 2020, based London.
Responsibilities:
Building the compliance/AML teams
Owning and developing compliance / financial crime policies and procedures
Managing compliance oversight and regulatory compliance including financial promotions
Overseeing CASS and client money
Managing onboarding and complaints
Managing relationships with the regulator and supporting the firm's governance.
This will be a highly commercial and entrepreneurial role, working closely with the Founder and getting involved in growth strategies for the business and technologies as well as the core compliance oversight and AML elements.
To apply you will ideally have been an authorised person or nominated officer previously (CF10 / CF11) or ready to take your next step into this role and ideally have experience in savings, investments, insurance, payments, FX, FinTech, or start ups.