Compliance Lead/MLRO

2020-01-23 10:19:092020-03-30Twenty84
Job TypePermanent Full Time
AreaLondon, EnglandLondonEngland
SectorRegulatory ComplianceFinancial Crime
Salary£75-90k + stock options
Start DateASAP
AdvertiserTwenty84
Job RefQD-CLM86331
Job Views279
Description
New FinTech firm in the savings and investments space is looking for a Compliance Lead/MLRO, they have an exciting proposition and solid growth plans for 2020, based London.

Responsibilities:
  • Building the compliance/AML teams
  • Owning and developing compliance / financial crime policies and procedures
  • Managing compliance oversight and regulatory compliance including financial promotions
  • Overseeing CASS and client money
  • Managing onboarding and complaints
  • Managing relationships with the regulator and supporting the firm's governance.

This will be a highly commercial and entrepreneurial role, working closely with the Founder and getting involved in growth strategies for the business and technologies as well as the core compliance oversight and AML elements.

To apply you will ideally have been an authorised person or nominated officer previously (CF10 / CF11) or ready to take your next step into this role and ideally have experience in savings, investments, insurance, payments, FX, FinTech, or start ups.
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