Compliance Monitoring Officer
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Job Type | Permanent Full Time |
Area | Buckinghamshire, England |
Sector | Regulatory Compliance |
Start Date | ASAP |
Advertiser | Twenty 84 |
Job Ref | QD-MOC |
Job Views | 173 |
- Description
- Exciting FX FinTech based in Buckinghamshire (30 mins from Central London) is looking for a Compliance Monitoring Officer, this is a brand new role for the company and as such will offer a great opportunity to develop the role and it’s processes:
Assist with the management and delivery of all aspects of compliance monitoring
Determine the scope and testing approach for the assurance reviews
Conduct thorough reviews (including deep dive and thematic) to ensure compliance with regulations and internal standards
Provide written reports to management to include details of findings and recommended actions
Requirements:
Compliance monitoring / assurance / testing experience preferably from banks, investment management, market makers, wholesale, brokers, FX, FinTech, or securities firms
Good report writing experience